Alan has extensive experience in regulation, compliance and risk management in banking and capital markets. He was previously a Senior Adviser to PwC and Global Head of Compliance for HSBC Bank Plc, having occupied a similar role earlier in his career at Bankers Trust International. He was formerly Executive Director of Surveillance at the Securities and Futures Authority. A Chartered Accountant by training, Alan is Deputy Chairman of the Chartered Institute for Securities and Investment of which he is also an Honorary Fellow and is Visiting Professor in the Practice of Financial Regulation and Compliance at the BPP Law School.
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